John F. Barry - 22 Feb 2024 Form 4 Insider Report for Prospect Floating Rate & Alternative Income Fund, Inc. (NONE)

Role
10%+ Owner
Signature
/s/ John F. Barry III
Issuer symbol
NONE
Transactions as of
22 Feb 2024
Transactions value $
$0
Form type
4
Filing time
26 Feb 2024, 17:12:41 UTC
Previous filing
28 Dec 2023
Next filing
26 Apr 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NONE COMMON STOCK Gift $0 -2.07M -100% $0.00* 0 22 Feb 2024 See Footnote F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction represents a charitable donation to the John and Daria Barry Foundation (Foundation). Mr. Barry has sole voting and dispositive power over shares held through the Foundation. The Foundation has separately filed a Form 3 with respect to this donation.
F2 Reflects securities held directly by Prospect Capital Management, L.P., an entity controlled by Mr. Barry.