Derica W. Rice - May 1, 2025 Form 4 Insider Report for Carlyle Group Inc. (CG)

Role
Director
Signature
/s/ Anne K. Frederick, by Power of Attorney for Derica W. Rice
Stock symbol
CG
Transactions as of
May 1, 2025
Transactions value $
$140,036
Form type
4
Date filed
5/2/2025, 04:24 PM
Previous filing
Apr 2, 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Rice Derica W Director C/O THE CARLYLE GROUP INC., 1001 PENNSYLVANIA AVENUE NW, WASHINGTON /s/ Anne K. Frederick, by Power of Attorney for Derica W. Rice 2025-05-02 0001359067

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CG Common Stock Award $0 +5.24K +25.58% $0.00 25.7K May 1, 2025 Direct F1
transaction CG Common Stock Award $140K +3.58K +13.92% $39.16 29.3K May 1, 2025 Direct F2
holding CG Common Stock 4.19K May 1, 2025 See Footnote F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These securities are a restricted stock unit award granted under The Carlyle Group Inc. Amended & Restated 2012 Equity Incentive Plan. These securities will vest on May 1, 2026, subject to the reporting person's continued service on the Board of Directors of The Carlyle Group Inc. on such vesting date, and receipt of such shares shall be deferred to a future date pursuant to a deferral election made by the reporting person.
F2 These securities are a restricted stock unit award granted under The Carlyle Group Inc. Amended & Restated 2012 Equity Incentive Plan. These securities vested upon grant pursuant to an election made by the reporting person to receive vested restricted stock units in lieu of the reporting person's annual cash retainer for service on the Board of Directors of The Carlyle Group Inc., and receipt of such shares shall be deferred to a future date pursuant to a deferral election made by the reporting person.
F3 These shares of common stock are held by the reporting person's spouse.

Remarks:

Pursuant to Rule 16a-1(a)(4) of the Securities Exchange Act of 1934, as amended, the reporting person herein states that this filing shall not be deemed to be an admission that such reporting person is the beneficial owner of any of these interests, and disclaims beneficial ownership of such interests, except to the extent of such reporting person's pecuniary interest in such interests.