R. Brian Smith - May 14, 2025 Form 4 Insider Report for ALKAMI TECHNOLOGY, INC. (ALKT)

Role
Director, 10%+ Owner
Signature
/s/ Douglas A. Linebarger as Attorney-in-Fact for Brian Smith
Stock symbol
ALKT
Transactions as of
May 14, 2025
Transactions value $
$0
Form type
4
Date filed
5/16/2025, 05:03 PM
Previous filing
Apr 7, 2025
Next filing
Jul 8, 2025
SEC
View on sec.gov

Reporting Owners (4)

Name Relationship Address Signature Signature date CIK
SMITH BRIAN R Director, 10%+ Owner C/O S3 VENTURES, 6300 BRIDGE POINT PKWY, BUILDING 1, SUITE 405, AUSTIN /s/ Douglas A. Linebarger as Attorney-in-Fact for Brian Smith 2025-05-16 0001106642
S3 Ventures Fund III, L.P. Director, 10%+ Owner 6300 BRIDGE POINT PARKWAY, BUILDING 1, SUITE 405, AUSTIN /s/ Douglas A. Linebarger as Attorney-in-Fact for Brian Smith 2025-05-16 0001490248
S3 VENTURES III, L.L.C. Director, 10%+ Owner 6300 BRIDGE POINT PARKWAY, BUILDING 1, SUITE 405, AUSTIN /s/ Douglas A. Linebarger as Attorney-in-Fact for Brian Smith 2025-05-16 0001855949
S3 VENTURES GPLP III, L.P. Director, 10%+ Owner 6300 BRIDGE POINT PARKWAY, BUILDING 1, SUITE 405, AUSTIN /s/ Douglas A. Linebarger as Attorney-in-Fact for Brian Smith 2025-05-16 0001855950

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALKT Common Stock Award $0 +7.23K +1.33% $0.00 550K May 14, 2025 Direct F1, F2
holding ALKT Common Stock 14.2M May 14, 2025 See footnote F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents restricted stock units (RSUs) which vest in full on the earlier of (i) the first anniversary of the grant date and (ii) immediately before the Annual Meeting following the grant date. Each RSU represents a contingent right to receive one share of common stock. The reporting person elected to defer receipt of these shares under the terms of the 2021 Incentive Plan.
F2 Shares held directly by Brian R. Smith.
F3 Shares held directly by S3 Ventures Fund III, L.P. ("S3 Fund III"). S3 Ventures GPLP III, L.P. ("S3 GPLP III") is the general partner of S3 Fund III. S3 Ventures III, L.L.C. ("S3 III LLC") is the General Partner of S3 GPLP III. Brian R. Smith is the Managing Director of S3 III LLC. S3 GPLP III, S3 III LLC and Mr. Smith may be deemed to have beneficial ownership of the shares held by S3 Fund III. S3 GPLP III, S3 III LLC and Mr. Smith each disclaims beneficial ownership of all such shares except to the extent of its or his pecuniary interest therein.