Benjamin G. Jackson - 07 Dec 2023 Form 4 Insider Report for SERA PROGNOSTICS, INC. (SERA)

Role
General Counsel
Signature
/s/ Benjamin G. Jackson
Issuer symbol
SERA
Transactions as of
07 Dec 2023
Net transactions value
-$52,200
Form type
4
Filing time
07 Dec 2023, 21:35:24 UTC
Previous filing
08 Nov 2023
Next filing
07 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SERA Class A Common Stock Sale $52,200 -10,000 -6% $5.22 157,700 07 Dec 2023 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.06 to $5.31, inclusive. The reporting person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
F2 Includes 5,000 shares of Class A Common Stock purchased pursuant to the Sera Prognostics, Inc. 2021 Employee Stock Purchase Plan ("ESPP"), for the purchase period of June 1, 2023 to November 30, 2023.