John K. Whiting IV - Mar 11, 2022 Form 3/A - Amendment Insider Report for TECOGEN INC. (TGEN)

Role: General Counsel & Secretary
Signature: John K. Whiting, IV
Stock symbol: TGEN
Transactions as of: Mar 11, 2022
Transactions value $: $0
Form type: 3/A - Amendment
Date filed: 5/6/2022, 05:01 PM
Date Of Original Report: Mar 11, 2022
Previous filing: Mar 11, 2022
Next filing: Sep 27, 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	TGEN	Common Stock						636	Mar 11, 2022	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	TGEN	Stock Option (Right to Buy)							Mar 11, 2022	Common Stock	10K	$2.50	Direct	F1
holding	TGEN	Stock Option (Right to Buy)							Mar 11, 2022	Common Stock	50K	$3.80	Direct	F1
holding	TGEN	Stock Option (Right to Buy)							Mar 11, 2022	Common Stock	50K	$3.76	Direct	F1
holding	TGEN	Stock Option (Right to Buy)							Mar 11, 2022	Common Stock	200K	$0.71	Direct	F2
holding	TGEN	Stock Option (Right to Buy)							Mar 11, 2022	Common Stock	52.5K	$1.10	Direct	F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Vests 25% per year
F2	Vests 50% upon achievement of Adjusted EBITDA goal in two consecutive quarters, and 50% upon achievement of Adjusted EBITDA goal in four consecutive quarters
F3	Vests 50% per year