Patrick Kirscht - 30 Aug 2021 Form 4 Insider Report for Oportun Financial Corp (OPRT)

Role
Chief Credit Officer
Signature
/s/ Kathleen Layton (Attorney-in-Fact)
Issuer symbol
OPRT
Transactions as of
30 Aug 2021
Transactions value $
-$153,415
Form type
4
Filing time
31 Aug 2021, 18:04:24 UTC
Previous filing
06 Aug 2021
Next filing
14 Sep 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OPRT Common Stock Options Exercise +12.6K +9.08% 151K 30 Aug 2021 Direct F1
transaction OPRT Common Stock Tax liability -$104K -4.18K -2.76% $24.86 147K 30 Aug 2021 Direct F2
transaction OPRT Common Stock Sale -$49.6K -2K -1.36% $24.80 145K 31 Aug 2021 Direct F3, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OPRT Restricted Stock Units Options Exercise $0 -12.6K -50% $0.00 12.6K 30 Aug 2021 Common Stock 12.6K Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents the right to receive at settlement, one share of common stock.
F2 No shares were sold - these shares were withheld by the Issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units.
F3 These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person on 12/15/2020.
F4 All shares were sold at the same price.
F5 The restricted stock units vest over four years from August 30, 2018 with twenty-five percent vesting on the one year anniversary and the remainder vesting quarterly, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date.