Patrick Kirscht - 28 Nov 2022 Form 4 Insider Report for Oportun Financial Corp (OPRT)

Role
Chief Credit Officer
Signature
/s/ Kathleen Layton (Attorney-in-Fact)
Issuer symbol
OPRT
Transactions as of
28 Nov 2022
Transactions value $
$0
Form type
4
Filing time
28 Nov 2022, 17:25:01 UTC
Previous filing
14 Sep 2022
Next filing
07 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OPRT Common Stock Options Exercise $5.16K +2.76K +1.14% $1.87 245K 28 Nov 2022 Direct
holding OPRT Common Stock 2.9K 28 Nov 2022 By Child 1 F1
holding OPRT Common Stock 2.9K 28 Nov 2022 By Child 2 F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OPRT Stock Option (Right to Buy) Options Exercise -$5.16K -2.76K -100% $1.87 0 28 Nov 2022 Common Stock 2.76K $1.87 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Reporting Person disclaims beneficial ownership of the shares held by his child, and this report should not be deemed an admission that the Reporting Person is the beneficial owner of his child's shares for purposes of Section 16 or for any other purpose.
F2 The option is fully vested.