Neal S. Shah - Dec 22, 2023 Form 4 Insider Report for NIOCORP DEVELOPMENTS LTD (NB)

Role
Chief Financial Officer
Signature
/s/ Neal S. Shah
Stock symbol
NB
Transactions as of
Dec 22, 2023
Transactions value $
$0
Form type
4
Date filed
12/22/2023, 04:00 PM
Previous filing
Nov 17, 2023
Next filing
Feb 15, 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NB Common Shares Purchase +9.36K +16.62% 65.7K Dec 22, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NB Common Share Purchase Warrant (right to buy) Purchase +9.36K 9.36K Dec 22, 2023 Common Shares 9.36K $3.54 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On December 22, 2023, the reporting person purchased 9,360 units (each, a "Unit") from NioCorp Developments Ltd. (the "Issuer") in a private placement. Each Unit consists of one common share, without par value (a "Common Share"), of the Issuer and one warrant (a "Warrant") to purchase one Common Share. The price per Unit was $3.205, which amount includes $0.125 per Warrant underlying each Unit.