Vikas D. Mehta - Jul 19, 2021 Form 4 Insider Report for Anaplan, Inc. (PLAN)

Role
Chief Financial Officer
Signature
/s/ Gary Spiegel, Attorney-in-Fact
Stock symbol
PLAN
Transactions as of
Jul 19, 2021
Transactions value $
$0
Form type
4
Date filed
7/22/2021, 05:09 PM
Next filing
Sep 14, 2021
SEC
View on sec.gov
This filing has been restated, see here for the amended filing

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PLAN Restricted Stock Units Award $0 +21.9K $0.00 21.9K Jul 19, 2021 Common Stock 21.9K Direct F1
transaction PLAN Restricted Stock Units Award $0 +183K $0.00 183K Jul 19, 2021 Common Stock 183K Direct F2
transaction PLAN Performance Stock Units Award $0 +91.3K $0.00 91.3K Jul 19, 2021 Common Stock 91.3K Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest on December 10, 2021, provided that the Reporting Person remains in continuous service through such vesting date. Unless otherwise provided, on the vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.
F2 The Reporting Person was granted RSUs which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest over 3 years with seven thirty-sixths of the RSUs vesting on March 10, 2022, and the remainder vesting in 10 equal quarterly installments, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.
F3 Each Performance Stock Unit converts into common stock on a one-for-one basis. The Performance Stock Units will vest dependent upon achievement of both performance-based and service-based conditions.