Uday Yadav - Aug 12, 2021 Form 4 Insider Report for Eaton Corp plc (ETN)

Role: Officer
Signature: /s/ Lizbeth L. Wright, as Attorney-in Fact
Stock symbol: ETN
Transactions as of: Aug 12, 2021
Transactions value $: -$3,385,026
Form type: 4
Date filed: 8/13/2021, 03:23 PM
Previous filing: May 13, 2021
Next filing: Nov 10, 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	ETN	Ordinary Shares	Sale	-$163K	-980	-4.07%	$166.83	23.1K	Aug 12, 2021	Direct
transaction	ETN	Ordinary Shares	Options Exercise	$2.24M	+31.2K	+135.18%	$71.89	54.3K	Aug 12, 2021	Direct
transaction	ETN	Ordinary Shares	Sale	-$5.19M	-31.2K	-57.48%	$166.42	23.1K	Aug 12, 2021	Direct	F1
transaction	ETN	Ordinary Shares	Options Exercise	$100K	+1.22K	+5.28%	$81.96	24.3K	Aug 12, 2021	Direct
transaction	ETN	Ordinary Shares	Tax liability	-$99.9K	-599	-2.46%	$166.70	23.7K	Aug 12, 2021	Direct
transaction	ETN	Ordinary Shares	Sale	-$271K	-1.62K	-100%	$167.17	0	Aug 12, 2021	by trustee of ESP	F2

Showing 1 to 6 of 6 entries

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	ETN	Stock Option	Options Exercise	$0	-31.2K	-100%	$0.00^*	0	Aug 12, 2021	Ordinary Shares	31.2K	$71.89	Direct
transaction	ETN	Stock Option	Options Exercise	$0	-1.22K	-4.68%	$0.00	24.8K	Aug 12, 2021	Ordinary Shares	1.22K	$81.96	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $165.88 - $166.72. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F2	These ordinary shares are held in the Eaton Savings Plan.

Remarks:

President and Chief Operating Officer - Electrical Sector of Eaton Corporation, a subsidiary of the Issuer.