CLARENCE E. SMITH - 26 Sep 2024 Form 4 Insider Report for ProtoKinetix, Inc. (PKTX)

Role
President & CEO, Director, 10%+ Owner
Signature
/s/ Clarence E. Smith
Issuer symbol
PKTX
Transactions as of
26 Sep 2024
Net transactions value
+$20,000
Form type
4
Filing time
27 Sep 2024, 17:10:05 UTC
Previous filing
17 Jun 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PKTX Common Stock Purchase $20,000 +2,000,000 +2.9% $0.0100 70,214,444 26 Sep 2024 Direct F1
holding PKTX Common Stock 13,572,649 26 Sep 2024 See Footnote F2
holding PKTX Common Stock 1,850,000 26 Sep 2024 See Footnote F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding PKTX Stock Option 27,600,000 26 Sep 2024 Common Stock 27,600,000 $0.0280 Direct F4
holding PKTX Stock Option 4,750,000 26 Sep 2024 Common Stock 4,750,000 $0.0280 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares purchased in private placement of the Company.
F2 Shares held by the Clarence E. Smith Trusts.
F3 Shares held by Mr. Smith's retirement account.
F4 Options granted pursuant to Amended 2017 Stock Option and Stock Bonus Plan.