Leah Lunger - Dec 16, 2024 Form 4 Insider Report for Red Cat Holdings, Inc. (RCAT)

Role
Chief Financial Officer
Signature
/s/ Leah Lunger
Stock symbol
RCAT
Transactions as of
Dec 16, 2024
Transactions value $
-$79,089
Form type
4
Date filed
12/18/2024, 04:50 PM
Previous filing
Nov 15, 2024
Next filing
Dec 20, 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RCAT Common Stock Options Exercise $96.3K +37K +5.38% $2.60 725K Dec 16, 2024 Direct F1
transaction RCAT Common Stock Options Exercise $55K +43.3K +5.97% $1.27 768K Dec 16, 2024 Direct F2
transaction RCAT Common Stock Options Exercise $20.3K +22.8K +2.96% $0.89 791K Dec 16, 2024 Direct F3
transaction RCAT Common Stock Options Exercise $96.3K +37K +4.68% $2.60 828K Dec 16, 2024 By Spouse F1
transaction RCAT Common Stock Options Exercise $17K +19.1K +2.31% $0.89 847K Dec 16, 2024 By Spouse F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RCAT Employee Stock Option (right to buy) Conversion of derivative security -$130K -50K -21.65% $2.60 181K Dec 16, 2024 Common Stock 50K $10.02 Direct F1
transaction RCAT Employee Stock Option (right to buy) Conversion of derivative security -$63K -49.6K -27.39% $1.27 131K Dec 16, 2024 Common Stock 49.6K $10.02 Direct F2
transaction RCAT Employee Stock Option (right to buy) Conversion of derivative security -$22.3K -25K -19.02% $0.89 106K Dec 16, 2024 Common Stock 25K $10.02 Direct F3
transaction RCAT Employee Stock Option (right to buy) Conversion of derivative security -$130K -50K -46.98% $2.60 56.4K Dec 16, 2024 Common Stock 50K $10.02 By Spouse F1
transaction RCAT Employee Stock Option (right to buy) Conversion of derivative security -$18.7K -21K -37.22% $0.89 35.4K Dec 16, 2024 Common Stock 21K $10.02 By Spouse F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Exercise of 50,000 options exercised on a cashless basis resulting in the net issuance of 37,025 shares of common stock.
F2 Exercise of 49,583 options exercised on a cashless basis resulting in the net issuance of 43,298 shares of common stock.
F3 Exercise of 25,000 options exercised on a cashless basis resulting in the net issuance of 22,779 shares of common stock.
F4 Exercise of 21,000 options exercised on a cashless basis resulting in the net issuance of 19,134 shares of common stock.