Gregory J. Trudel - 11 Aug 2021 Form 4 Insider Report for ENCISION INC (ECIA)

Signature
Mala M Ray
Issuer symbol
ECIA
Transactions as of
11 Aug 2021
Transactions value $
-$10,073
Form type
4
Filing time
15 Sep 2021, 13:52:21 UTC
Next filing
19 Oct 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ECIA Common Stock Options Exercise $23,250 +75,000 $0.31 75,000 11 Aug 2021 Direct
transaction ECIA Common Stock Tax liability -$33,323 -41,140 -54.85% $0.81 33,860 11 Aug 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ECIA Employee Stock Option (right to buy) Options Exercise $0 -75,000 -100% $0* 0 11 Aug 2021 Common Stock 75,000 $0.31 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Remarks:

On August 11, 2021, the reporting person net exercised an existing outstanding stock option for 75,000 common shares with an option exercise price of .31 per share. As permitted by the terms of the stock option, 28,704 shares were withheld to pay the exercise price and 12,436 shares were withheld to pay tax withholding obligations. The remaining 33,860 shares were issued to the reporting person.