Charles O'Neil - Dec 31, 2024 Form 5 Insider Report for HA Sustainable Infrastructure Capital, Inc. (HASI)

Role
Director
Signature
/s/ Charles O'Neil
Stock symbol
HASI
Transactions as of
Dec 31, 2024
Transactions value $
$0
Form type
5
Date filed
2/12/2025, 04:09 PM
Previous filing
Jun 7, 2024
Next filing
Jun 6, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding HASI Common stock, par value $0.01 per share 22.9K Dec 31, 2024 CHARLES M O'NEIL REVOCABLE TRUST TTEE UA DTD 02/08/2019 F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HASI LTIP Units 22.1K Dec 31, 2024 Common stock, par value $0.01 per share 22.1K CHARLES M O'NEIL REVOCABLE TRUST TTEE UA DTD 02/08/2019 F1, F2, F3, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These Shares or LTIP Units were previously categorized as being directly owned on previous Section 16 filings.
F2 These Shares or LTIP Units are held by the Charles M O'Neil Revocable Trust DTD 11/19/2021, of which Mr. O'Neil is the trustee. Mr. O'Neil possesses the voting and investment power with respect to the Shares or LTIP Units held by the Trust.
F3 22,068 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon vesting and the conversion of 22,068 long-term incentive plan units ("LTIP Units") in the Partnership. Vested LTIP Units, after achieving parity with OP Units, are eligible to be converted into OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")) on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement.
F4 Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to the market value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"), or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments.
F5 N/A