James D. Guilfoyle - 05 May 2021 Form 4 Insider Report for LyondellBasell Industries N.V. (LYB)

Role
EVP, Adv Polymer Sol & Sup Chn
Signature
/s/ Lara A. Mason, Attorney-in-Fact
Issuer symbol
LYB
Transactions as of
05 May 2021
Transactions value $
-$30,287
Form type
4
Filing time
07 May 2021, 16:47:27 UTC
Next filing
22 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LYB Class A Ordinary Shares Options Exercise $36.9K +610 +1.94% $60.51 32K 05 May 2021 Direct F1, F2
transaction LYB Class A Ordinary Shares Sale -$67.2K -610 -1.91% $110.16 31.4K 05 May 2021 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LYB Stock Options (Right to Buy) Options Exercise $0 -610 -50% $0.00 610 05 May 2021 Class A Ordinary Shares 610 $60.51 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The exercise of stock options and sale of the shares acquired upon exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in March 2021.
F2 Includes 16,386 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 3,443 granted on February 21, 2019 that vest on February 21, 2022; 3,390 granted on February 21, 2019 that vest on February 21, 2022; 4,365 granted on February 20, 2020 that vest on February 20, 2023 and 5,188 granted on February 25, 2021 that vest on February 25, 2024.
F3 Granted pursuant to the issuer's long-term incentive plan. Award vested 408 shares on February 12, 2014, 406 shares on February 12, 2015 and 406 shares on February 12, 2016.