Nikki Krishnamurthy - May 16, 2021 Form 4 Insider Report for Uber Technologies, Inc (UBER)

Role: SVP and Chief People Officer
Signature: /s/ Keir Gumbs by Power of Attorney for Nikki Krishnamurthy
Stock symbol: UBER
Transactions as of: May 16, 2021
Transactions value $: -$49,838
Form type: 4
Date filed: 5/18/2021, 08:29 PM
Next filing: Jun 3, 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	UBER	Common Stock	Options Exercise		+1.81K	+1.32%		139K	May 16, 2021	Direct	F1
transaction	UBER	Common Stock	Tax liability	-$15.5K	-327	-0.24%	$47.42	139K	May 16, 2021	Direct	F2
transaction	UBER	Common Stock	Tax liability	-$34.3K	-724	-0.52%	$47.42	138K	May 16, 2021	Direct	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	UBER	Restricted Stock Units	Options Exercise	$0	-1.81K	-2.86%	$0.00	61.4K	May 16, 2021	Common Stock	1.81K		Direct	F1, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Restricted stock units convert into common stock on a one-for-one basis.
F2	Shares withheld to satisfy tax liability upon vesting of restricted stock units on May 16, 2021.
F3	The reporting person was granted 86,670 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs on March 16, 2021 and 1/48 of the total RSUs each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.