Michelle Draper - Jul 6, 2021 Form 4 Insider Report for SVB FINANCIAL GROUP (SIVPQ)

Role
Chief Marketing Officer
Signature
/s/Desiree Combs, Attorney-in-Fact for Michelle Draper
Stock symbol
SIVPQ
Transactions as of
Jul 6, 2021
Transactions value $
-$173,722
Form type
4
Date filed
7/8/2021, 11:27 AM
Next filing
Aug 4, 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SIVPQ Common Stock Award $21.1K +64 +1.63% $329.24* 4K Jun 30, 2021 Direct F1
transaction SIVPQ Common Stock Options Exercise $22.5K +173 +4.33% $129.81* 4.17K Jul 6, 2021 Direct F2
transaction SIVPQ Common Stock Sale -$122K -222 -5.32% $550.00* 3.95K Jul 6, 2021 Direct F2
transaction SIVPQ Common Stock Sale -$95.2K -173 -4.38% $550.00* 3.78K Jul 6, 2021 Direct F2
transaction SIVPQ Common Stock Gift $0 -110 -2.91% $0.00 3.67K Jul 6, 2021 Direct F2, F3
holding SIVPQ Common Stock 138 Jul 6, 2021 By 401(k)/ESOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SIVPQ Stock Option Options Exercise $0 -173 -16.75% $0.00 860 Jul 6, 2021 Common Stock 173 $129.81 Direct F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares were acquired under the Issuer's Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).
F2 These transactions reported were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective June 3, 2021.
F3 Charitable donation of 110 shares by reporting person.
F4 25%/4yr beginning on 01-May-2015.