ELIJIO V. SERRANO - 25 Aug 2021 Form 4 Insider Report for TETRA TECHNOLOGIES INC (TTI)

Role
Sr. Vice President & CFO
Signature
Kimberly M. O'Brien, attorney in fact
Issuer symbol
TTI
Transactions as of
25 Aug 2021
Transactions value $
-$78,552
Form type
4
Filing time
27 Aug 2021, 16:33:43 UTC
Previous filing
11 May 2021
Next filing
18 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TTI Common Stock Options Exercise $0 +34,080 +4.7% $0 760,614 25 Aug 2021 Direct F1
transaction TTI Common Stock Tax liability -$38,489 -13,411 -1.8% $2.87 747,203 25 Aug 2021 Direct F2
transaction TTI Common Stock Options Exercise $0 +35,473 +4.7% $0 782,676 25 Aug 2021 Direct F3
transaction TTI Common Stock Tax liability -$40,062 -13,959 -1.8% $2.87 768,717 25 Aug 2021 Direct F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TTI Restricted Stock Units Options Exercise $0 -35,473 -25% $0 106,419 25 Aug 2021 Common Stock 35,473 $0 Direct F3, F5
transaction TTI Restricted Stock Units Options Exercise $0 -34,080 -50% $0 34,080 25 Aug 2021 Common Stock 34,080 $0 Direct F1, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents vested shares of restricted stock units granted on February 21, 2019. Restricted stock units convert into common stock on a one-for-one basis.
F2 Reflects units surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock unit granted on February 21, 2019.
F3 Represents vested shares of restricted stock units granted on February 20, 2020. Restricted stock units convert into common stock on a one-for-one basis.
F4 Reflects units surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock unit granted on February 20, 2020.
F5 The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2023. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.
F6 The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2022. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.