Daniel D. Burton - 03 Sep 2021 Form 4 Insider Report for Health Catalyst, Inc. (HCAT)

Role: Chief Executive Officer, Director
Signature: /s/ Daniel Orenstein, as Attorney-in-Fact
Issuer symbol: HCAT
Transactions as of: 03 Sep 2021
Transactions value $: -$3,175,776
Form type: 4
Filing time: 08 Sep 2021, 16:08:20 UTC
Previous filing: 03 Sep 2021
Next filing: 07 Dec 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HCAT	Common Stock	Options Exercise	$523,119	+48,437	+19%	$10.8	299,789	03 Sep 2021	Direct
transaction	HCAT	Common Stock	Options Exercise	$150,369	+9,493	+3.2%	$15.84	309,282	03 Sep 2021	Direct
transaction	HCAT	Common Stock	Sale	-$2,864,319	-52,730	-17%	$54.32^*	256,552	03 Sep 2021	Direct	F1, F2
transaction	HCAT	Common Stock	Sale	-$283,908	-5,200	-2%	$54.6^*	251,352	03 Sep 2021	Direct	F1, F3
transaction	HCAT	Common Stock	Sale	-$872,408	-15,890	-6.3%	$54.9^*	235,462	07 Sep 2021	Direct	F1, F4
transaction	HCAT	Common Stock	Options Exercise	$171,372	+10,819	+4.6%	$15.84	246,281	07 Sep 2021	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HCAT	Stock Option (Right to Buy)	Options Exercise	$0	-9,493	-7.3%	$0	120,065	03 Sep 2021	Common Stock	9,493	$15.84	Direct	F5
transaction	HCAT	Stock Option (Right to Buy)	Options Exercise	$0	-48,437	-19%	$0	206,180	03 Sep 2021	Common Stock	48,437	$10.8	Direct	F6
transaction	HCAT	Stock Option (Right to Buy)	Options Exercise	$0	-10,819	-9%	$0	109,246	07 Sep 2021	Common Stock	10,819	$15.84	Direct	F5

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The sales reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on March 4, 2021, in accordance with Rule 10b5-1.
F2	Represents the weighted average sale price of the shares sold ranging from $53.54 to $54.53 per share, inclusive.
F3	Represents the weighted average sale price of the shares sold ranging from $54.54 to $54.72 per share, inclusive.
F4	Represents the weighted average sale price of the shares sold ranging from $54.63 to $55.38 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnotes (2) through (4).
F5	25% of the 299,748 shares underlying the option vested in an annual installment on February 5, 2020 and the remaining balance vested or will vest in equal monthly installments until the option vests in full on February 5, 2023.
F6	25% of the 747,223 shares underlying the option vested in an annual installment on September 25, 2019 and the remaining balance vested or will vest in equal monthly installments until the option vests in full on September 25, 2022.