Eugene Frederick - 31 Oct 2021 Form 4 Insider Report for EXP World Holdings, Inc. (EXPI)

Role
Director, 10%+ Owner
Signature
/s/ James Bramble, attorney-in-fact for Eugene Frederick
Issuer symbol
EXPI
Transactions as of
31 Oct 2021
Transactions value $
$239
Form type
4
Date filed
01 Nov 2021, 16:25
Previous filing
01 Oct 2021
Next filing
01 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EXPI Common Stock Award $0 +33 +0% $0.00 5.23M 31 Oct 2021 Direct F1, F2
transaction EXPI Common Stock Award $0 +39 +0% $0.00 5.23M 31 Oct 2021 Direct F3
transaction EXPI Common Stock Award $239 +6 +0.03% $39.77 22.7K 31 Oct 2021 By spouse F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes unvested restricted stock units.
F2 Represents Restricted Stock Units issued under the Issuer's Real Estate Agent Growth Incentive Program. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock and vests three years after the date of grant.
F3 These shares were issued to the reporting person as compensation for his services as a director.
F4 These shares were issued to the reporting person's spouse under the Issuer's 2015 Agent Equity Program.
F5 Due to an inadvertent error, the total securities beneficially held by the reporting person attributable to indirect holdings by spouse were overreported by 5,540 shares in the prior Form 4 filed on August 3, 2021.

Remarks:

The 10% owner designation is due to Mr. Frederick's membership in that certain 13D voting group reported on March 8, 2021.