Charles N. Eldred - 12 Nov 2021 Form 4 Insider Report for PNM RESOURCES INC (PNM)

Role
EVP Corp Development & Finance
Signature
/s/ Angela L. Pino, POA for Charles N. Eldred
Issuer symbol
PNM
Transactions as of
12 Nov 2021
Transactions value $
$0
Form type
4
Filing time
16 Nov 2021, 14:07:48 UTC
Previous filing
17 Aug 2021
Next filing
03 Mar 2022
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PNM Phantom Stock Shares Award $0 +51 +0.67% $0.00 7.72K 12 Nov 2021 Common Stock 51 PNM Common Stock Fund - PNM Resources Executive Savings Plan II F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The security converts to common stock on a one-for-one basis.
F2 Reflects the amount of phantom shares acquired under the PNM Resources, Inc. Executive Savings Plan II through notational dividend reinvestment on the cash dividend payment date of November 12, 2021.
F3 The phantom stock shares were acquired under the PNM Resources, Inc. Executive Savings Plan II, and will settle upon the Reporting Person's retirement or other termination of service.