Glen Ceremony - 16 Nov 2021 Form 4 Insider Report for Uber Technologies, Inc (UBER)

Role
Officer
Signature
/s/ Tammy Albarran by Power of Attorney for Glen Ceremony
Issuer symbol
UBER
Transactions as of
16 Nov 2021
Net transactions value
-$104,150
Form type
4
Filing time
18 Nov 2021, 19:50:17 UTC
Previous filing
19 Oct 2021
Next filing
20 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UBER Common Stock Options Exercise +650 +0.59% 111,286 16 Nov 2021 Direct F1
transaction UBER Common Stock Options Exercise +722 +0.65% 112,008 16 Nov 2021 Direct F1
transaction UBER Common Stock Options Exercise +579 +0.52% 112,587 16 Nov 2021 Direct F1
transaction UBER Common Stock Tax liability $14,780 -323 -0.29% $45.76 112,264 16 Nov 2021 Direct F2
transaction UBER Common Stock Tax liability $58,207 -1,272 -1.1% $45.76 110,992 16 Nov 2021 Direct F2
transaction UBER Common Stock Tax liability $16,382 -358 -0.32% $45.76 110,634 16 Nov 2021 Direct F2
transaction UBER Common Stock Tax liability $1,602 -35 -0.03% $45.76 110,599 16 Nov 2021 Direct F2
transaction UBER Common Stock Tax liability $13,179 -288 -0.26% $45.76 110,311 16 Nov 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UBER Restricted Stock Units Options Exercise $0 -650 -3.4% $0.000000 18,201 16 Nov 2021 Common Stock 650 Direct F1, F3
transaction UBER Restricted Stock Units Options Exercise $0 -722 -2.4% $0.000000 29,597 16 Nov 2021 Common Stock 722 Direct F1, F4
transaction UBER Restricted Stock Units Options Exercise $0 -579 -2.4% $0.000000 23,172 16 Nov 2021 Common Stock 579 Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis.
F2 Shares withheld to satisfy tax liability upon vesting of restricted stock units on November 16, 2021.
F3 The reporting person was granted 31,201 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs on March 16, 2021 and 1/48 of the total RSUs each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F4 The reporting person was granted 34,650 restricted stock units (RSUs) on May 10, 2021. The vesting schedule is as follows: 3/48 of the total RSUs vest on July 16, 2021 and 1/48 of the total RSUs each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F5 The reporting person was granted 27,806 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 1/48 of the total RSUs vest on April 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.