Laureen Cook - 06 Dec 2021 Form 4 Insider Report for UNITY BANCORP INC /NJ/ (UNTY)

Role
Chief Accounting Officer
Signature
Laureen Cook, POA Jason Murray, Accounting Operations Supervisor
Issuer symbol
UNTY
Transactions as of
06 Dec 2021
Net transactions value
-$2,579
Form type
4
Filing time
08 Dec 2021, 13:31:42 UTC
Previous filing
26 Oct 2021
Next filing
14 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UNTY Restricted Stock Tax liability $2,579 -102 -4.3% $25.28 2,250 06 Dec 2021 Direct F1, F2
holding UNTY Common Stock 19,699 06 Dec 2021 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding UNTY Stock Options (Right to buy) 18,000 06 Dec 2021 Common Stock Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 102 shares were withheld @ $25.28 per share to cover tax liability on restricted stock vesting.
F2 2,250 restricted shares are held in an account at Computershare, which have upcoming vesting dates.
F3 16,954 shares are held jointly with her spouse in a brokerage account, 148 shares are held in an account at Shareworks, and 2,597 shares are held in a 401K.
F4 18,000 stock options were granted under various dates and vesting periods of which 11,001 are currently exercisable.

Remarks:

Total Beneficial Ownership: 32,950