Patrick Spence - 03 Jan 2022 Form 4 Insider Report for Sonos Inc (SONO)

Role
Chief Executive Officer, Director
Signature
/s/ Robert Capilupi by power of attorney
Issuer symbol
SONO
Transactions as of
03 Jan 2022
Net transactions value
-$9,166,192
Form type
4
Filing time
05 Jan 2022, 15:27:45 UTC
Previous filing
17 Nov 2021
Next filing
10 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SONO Common Stock Options Exercise $8,122,359 +598,994 +169% $13.56 953,105 03 Jan 2022 Direct F1
transaction SONO Common Stock Options Exercise $579,900 +115,980 +12% $5.00 1,069,085 03 Jan 2022 Direct F1
transaction SONO Common Stock Options Exercise $1,191,880 +105,710 +9.9% $11.28 1,174,795 03 Jan 2022 Direct F1
transaction SONO Common Stock Sale $2,288,343 -76,256 -6.5% $30.01 1,098,539 03 Jan 2022 Direct F1, F2
transaction SONO Common Stock Sale $9,177,375 -304,717 -28% $30.12 793,822 03 Jan 2022 Direct F1, F3
transaction SONO Common Stock Sale $1,481,627 -49,366 -6.2% $30.01 744,456 03 Jan 2022 Direct F1, F4
transaction SONO Common Stock Sale $3,091,348 -102,842 -14% $30.06 641,614 03 Jan 2022 Direct F1, F5
transaction SONO Common Stock Sale $2,582,521 -85,980 -13% $30.04 555,634 03 Jan 2022 Direct F1, F6
transaction SONO Common Stock Sale $439,116 -14,628 -2.6% $30.02 541,006 03 Jan 2022 Direct F1, F7

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SONO Employee Stock Option (right to buy) Options Exercise $0 -14,628 -92% $0.000000 1,330 03 Jan 2022 Common Stock 14,628 $13.56 Direct F1, F8
transaction SONO Employee Stock Option (right to buy) Options Exercise $0 -49,366 -82% $0.000000 10,538 03 Jan 2022 Common Stock 49,366 $13.56 Direct F1, F8
transaction SONO Employee Stock Option (right to buy) Options Exercise $0 -535,000 -100% $0.000000 2,392 03 Jan 2022 Common Stock 535,000 $13.56 Direct F1, F8
transaction SONO Employee Stock Option (right to buy) Options Exercise $0 -105,710 -92% $0.000000 8,868 03 Jan 2022 Common Stock 105,710 $11.28 Direct F1, F8
transaction SONO Employee Stock Option (right to buy) Options Exercise $0 -115,980 -96% $0.000000 5,414 03 Jan 2022 Common Stock 115,980 $5.00 Direct F1, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.
F2 Represents the weighted average sales price per share. The shares sold at prices ranging from $30.00 to $30.09 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
F3 Represents the weighted average sales price per share. The shares sold at prices ranging from $30.00 to $30.29 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
F4 Represents the weighted average sales price per share. The shares sold at prices ranging from $30.00 to $30.28 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
F5 Represents the weighted average sales price per share. The shares sold at prices ranging from $30.03 to $30.10 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
F6 Represents the weighted average sales price per share. The shares sold at prices ranging from $30.00 to $30.17 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
F7 Represents the weighted average sales price per share. The shares sold at prices ranging from $30.00 to $30.0881 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
F8 The stock option is fully vested.