Paul Horstmeier - 05 Jan 2022 Form 4 Insider Report for Health Catalyst, Inc. (HCAT)

Signature
/s/ Daniel Orenstein, as Attorney-in-Fact
Issuer symbol
HCAT
Transactions as of
05 Jan 2022
Net transactions value
-$225,066
Form type
4
Filing time
06 Jan 2022, 20:07:46 UTC
Previous filing
29 Dec 2021
Next filing
09 Feb 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HCAT Common Stock Options Exercise $65,372 +4,127 +4.3% $15.84 100,825 05 Jan 2022 Direct
transaction HCAT Common Stock Options Exercise $104,908 +6,623 +6.6% $15.84 107,448 05 Jan 2022 Direct
transaction HCAT Common Stock Sale $152,707 -4,255 -4% $35.89 103,193 05 Jan 2022 Direct F1, F2
transaction HCAT Common Stock Sale $185,736 -4,999 -4.8% $37.15 98,194 05 Jan 2022 Direct F1, F3
transaction HCAT Common Stock Sale $56,903 -1,496 -1.5% $38.04 96,698 05 Jan 2022 Direct F1, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HCAT Stock Option (Right to Buy) Options Exercise $0 -6,623 -49% $0.000000 6,769 05 Jan 2022 Common Stock 6,623 $15.84 Direct F5
transaction HCAT Stock Option (Right to Buy) Options Exercise $0 -4,127 -7.9% $0.000000 47,901 05 Jan 2022 Common Stock 4,127 $15.84 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on December 15, 2020, in accordance with Rule 10b5-1.
F2 Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $35.61 to $36.52, inclusive.
F3 Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $36.72 to $37.71, inclusive.
F4 Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $37.72 to $38.18, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnotes (2) through (4).
F5 25% of the 25,000 shares underlying the option vested in an annual installment and the remaining balance vested or will vest in equal monthly installments until the option vests in full on February 5, 2023.
F6 25% of the 186,467 shares underlying the option vested in an annual installment and the remaining balance vested or will vest in equal monthly installments until the option vests in full on February 5, 2023.