Daniel Beck - 19 Jan 2022 Form 4 Insider Report for SVB FINANCIAL GROUP (SIVPQ)

Role
Chief Financial Officer
Signature
/s/Desiree Combs, Attorney-in-Fact for Daniel Beck
Issuer symbol
SIVPQ
Transactions as of
19 Jan 2022
Transactions value $
$0
Form type
4
Filing time
21 Jan 2022, 17:30:28 UTC
Previous filing
03 Dec 2021
Next filing
02 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SIVPQ Common Stock Award +3,085 +81% 6,899 19 Jan 2022 Direct F1, F2
transaction SIVPQ Common Stock Award +2,962 +43% 9,861 19 Jan 2022 Direct F1, F2
holding SIVPQ Common Stock 29 19 Jan 2022 By 401(k)/ESOP F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SIVPQ Performance Restricted Stock Unit Options Exercise $0 -3,085 -100% $0* 0 19 Jan 2022 Common Stock 3,085 Direct F1, F2
transaction SIVPQ Performance Restricted Stock Unit Options Exercise $0 -2,962 -100% $0* 0 19 Jan 2022 Common Stock 2,962 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 To the extent deemed earned on January 19, 2022, these awards are scheduled to complete their time-based vesting, and cliff vest on January 31, 2022.
F2 Each performance-based restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock.
F3 The information in this report is based on 401(k)/ESOP Plan statement dated as of December 31, 2021.