Michael Zuckert - 19 Jan 2022 Form 4 Insider Report for SVB FINANCIAL GROUP (SIVPQ)

Role
General Counsel
Signature
/s/Desiree Combs, Attorney-in-Fact for Michael Zuckert
Issuer symbol
SIVPQ
Transactions as of
19 Jan 2022
Transactions value $
$0
Form type
4
Filing time
21 Jan 2022, 17:31:02 UTC
Next filing
02 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SIVPQ Common Stock Award +3.09K +40.82% 10.6K 19 Jan 2022 Direct F1, F2
transaction SIVPQ Common Stock Award +1.73K +16.24% 12.4K 19 Jan 2022 Direct F1, F2
holding SIVPQ Common Stock 112 19 Jan 2022 By 401(k)/ESOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SIVPQ Performance Restricted Stock Unit Options Exercise $0 -3.09K -100% $0.00* 0 19 Jan 2022 Common Stock 3.09K Direct F1, F2
transaction SIVPQ Performance Restricted Stock Unit Options Exercise $0 -1.73K -100% $0.00* 0 19 Jan 2022 Common Stock 1.73K Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 To the extent deemed earned on January 19, 2022, these awards are scheduled to complete their time-based vesting, and cliff vest on January 31, 2022.
F2 Each performance-based restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock.