John J. Kauchak - Feb 23, 2022 Form 4 Insider Report for UNITY BANCORP INC /NJ/ (UNTY)

Role
EVP/COO
Signature
John J. Kauchak, POA Laurie Cook, Chief Accounting Officer/SVP
Stock symbol
UNTY
Transactions as of
Feb 23, 2022
Transactions value $
-$1,398
Form type
4
Date filed
2/25/2022, 03:38 PM
Previous filing
Feb 23, 2022
Next filing
Mar 10, 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UNTY Common Stock Options Exercise $458 +64 +0.11% $7.16 56.9K Feb 23, 2022 Direct
transaction UNTY Common Stock Sale -$1.86K -64 -0.11% $29.00 56.9K Feb 23, 2022 Direct F1
holding UNTY Restricted Shares 10.5K Feb 23, 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UNTY Stock Option (Right to Buy) Options Exercise $0 -64 -0.08% $0.00 75.7K Feb 23, 2022 Common Stock 64 $7.16 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 55,410 shares are held in an account at Shareworks and 1,473 shares are held in an account at Computershare.
F2 10,500 shares held in an account at Computershare, which have upcoming vesting dates.
F3 Vests 3,667 share(s) on 03-Mar-2015, 3,666 share(s) on 03-Mar-2016, 3,667 share(s) on 03-Mar-2017
F4 75,661 stock options were granted under various dates and vesting periods of which 53,662 are currently exercisable.

Remarks:

Total Beneficial Ownership: 121,045