Philip Cox - May 3, 2022 Form 4 Insider Report for SVB FINANCIAL GROUP (SIVPQ)

Role: Chief Operations Officer
Signature: /s/Wei Sun, Attorney-in-Fact for Philip Cox
Stock symbol: SIVPQ
Transactions as of: May 3, 2022
Transactions value $: -$30,245
Form type: 4
Date filed: 5/5/2022, 06:22 PM
Previous filing: May 4, 2022
Next filing: Nov 30, 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SIVPQ	Common Stock	Options Exercise		+139	+1.65%		8.55K	May 3, 2022	Direct	F1
transaction	SIVPQ	Common Stock	Tax liability	-$30.2K	-59	-0.69%	$512.62^*	8.49K	May 3, 2022	Direct	F2
holding	SIVPQ	Common Stock						16	May 3, 2022	By 401(k)/ESOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	SIVPQ	Restricted Stock Unit	Options Exercise	$0	-139	-21.82%	$0.00	498	May 3, 2022	Common Stock	139		Direct	F1, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock.
F2	Shares withheld by Issuer for payment of tax liability incurred upon vesting of restricted stock units.
F3	Vests 27 share(s) on 05-Nov-2021, 139 share(s) on 03-May-2022, 166 share(s) on 03-May-2023, 166 share(s) on 03-May-2024, 166 share(s) on 03-May-2025.