Karen Hon - May 3, 2022 Form 4 Insider Report for SVB FINANCIAL GROUP (SIVPQ)

Role
Chief Accounting Officer
Signature
/s/Wei Sun, Attorney-in-Fact for Karen Hon
Stock symbol
SIVPQ
Transactions as of
May 3, 2022
Transactions value $
-$14,866
Form type
4
Date filed
5/5/2022, 07:41 PM
Previous filing
May 4, 2022
Next filing
Feb 8, 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SIVPQ Common Stock Options Exercise +89 +2.49% 3.66K May 3, 2022 Direct F1
transaction SIVPQ Common Stock Tax liability -$14.9K -29 -0.79% $512.62* 3.63K May 3, 2022 Direct F2
holding SIVPQ Common Stock 324 May 3, 2022 By 401(k)/ESOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SIVPQ Restricted Stock Unit Options Exercise $0 -89 -25.07% $0.00 266 May 3, 2022 Common Stock 89 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock.
F2 Shares withheld by Issuer for payment of tax liability incurred upon vesting of restricted stock units.
F3 25%/4yr beginning on 03-May-2021.