DAVID J. MATLIN - 05 May 2022 Form 4 Insider Report for Clene Inc. (CLNN)

Role
Director
Signature
/s/ Jerry Miraglia POA
Issuer symbol
CLNN
Transactions as of
05 May 2022
Transactions value $
$0
Form type
4
Filing time
06 May 2022, 11:53:05 UTC
Previous filing
21 Apr 2022
Next filing
18 May 2022
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CLNN Stock Options (Right to buy) Award $0 +8,920 $0 8,920 05 May 2022 Common Stock 8,920 $2.89 Direct F1
transaction CLNN Stock Options (Right to buy) Award $0 +30,000 $0 30,000 05 May 2022 Common Stock 30,000 $2.89 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This option was granted on May 5, 2022 as an option for 8,920 shares of Common Stock under the Clene Inc. 2020 Stock Plan at an exercise price of $2.89 per share. The options vest immediately upon grant.
F2 This option was granted on May 5, 2022 as an option for 30,000 shares of Common Stock under the Clene Inc. 2020 Stock Plan at an exercise price of $2.89 per share. The options vest in 12 equal installments of Common Stock on the 5th day of each calendar month, beginning June 5, 2022, until such shares are fully vested.