James D. Guilfoyle - 02 Jun 2022 Form 4 Insider Report for LyondellBasell Industries N.V. (LYB)

Role
EVP, Adv Polymer Sol & Sup Chn
Signature
/s/ N. Elizabeth Campell, Attorney-in-Fact
Issuer symbol
LYB
Transactions as of
02 Jun 2022
Net transactions value
-$27,905
Form type
4
Filing time
03 Jun 2022, 16:22:42 UTC
Previous filing
25 Feb 2022
Next filing
08 Jun 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LYB Class A Ordinary Shares Options Exercise $78,421 +914 +2.6% $85.80 36,611 02 Jun 2022 Direct F1
transaction LYB Class A Ordinary Shares Options Exercise $36,911 +610 +1.7% $60.51 37,221 02 Jun 2022 Direct F1
transaction LYB Class A Ordinary Shares Sale $91,672 -800 -2.1% $114.59 36,421 02 Jun 2022 Direct F1
transaction LYB Class A Ordinary Shares Sale $51,566 -450 -1.2% $114.59 35,971 02 Jun 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LYB Stock Options (Right to Buy) Options Exercise $0 -914 -100% $0.000000* 0 02 Jun 2022 Class A Ordinary Shares 914 $85.80 Direct F2
transaction LYB Stock Options (Right to Buy) Options Exercise $0 -610 -100% $0.000000* 0 02 Jun 2022 Class A Ordinary Shares 610 $60.51 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 15,523 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 4,365 granted on February 20, 2020 that vest on February 20, 2023; 5,188 granted on February 25, 2021 that vest on February 25, 2024 and 5,970 granted on February 24, 2022 that vest on February 24, 2025.
F2 Granted pursuant to the issuer's long-term incentive plan. Award vested as follows: 306 on February 20, 2015; 304 on February 20, 2016 and 304 on February 20, 2017.
F3 Granted pursuant to the issuer's long-term incentive plan. Award vested as follows: 408 on February 12, 2014 and 406 on February 12, 2016 and 406 on February 12, 2016, 610 of which were exercised on May 5, 2021.