Wade Loo - 23 Jun 2022 Form 4 Insider Report for Hercules Capital, Inc. (HTGC)

Role
Director
Signature
/s /Eileen Bagarella, Attorney-in-Fact for Wade Loo
Issuer symbol
HTGC
Transactions as of
23 Jun 2022
Net transactions value
+$59,991
Form type
4
Filing time
27 Jun 2022, 20:50:59 UTC
Previous filing
26 May 2022
Next filing
01 Aug 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTGC Common Stock Disposed to Issuer $0 -374 -100% $0.000000* 0 23 Jun 2022 Direct F1
transaction HTGC Common Stock Award $0 +374 +44% $0.000000 1,215 23 Jun 2022 By Trust F1, F2
transaction HTGC Common Stock Award $59,991 +4,514 $13.29 4,514 23 Jun 2022 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 374 shares previously reported as directly owned are now being reported as indirectly owned
F2 Held by the Loo Revocable Trust
F3 Restricted Stock issued as an automatic grant upon re-election to the board of directors pursuant to the 2018 Non-Employee Director Plan and subject to forfeiture restrictions. One-third vests on the anniversary of the grant over three years.