James S. Cox - 15 Dec 2022 Form 4 Insider Report for Clearwater Analytics Holdings, Inc. (CWAN)

Role
Chief Financial Officer
Signature
/s/ Alphonse Valbrune, as Attorney-in-Fact, for Jim Cox
Issuer symbol
CWAN
Transactions as of
15 Dec 2022
Transactions value $
-$135,482
Form type
4
Filing time
15 Dec 2022, 17:41:52 UTC
Previous filing
16 Nov 2022
Next filing
04 Jan 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CWAN Class A Common Stock Options Exercise $44,000 +10,000 +560% $4.4* 11,786 15 Dec 2022 Direct
transaction CWAN Class A Common Stock Sale -$179,482 -10,000 -85% $17.95 1,786 15 Dec 2022 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CWAN Stock Option (Right to Buy) Options Exercise $0 -10,000 -2.9% $0 336,020 15 Dec 2022 Class A Common Stock 10,000 $4.4 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 10, 2022.
F2 This transaction was executed in multiple trades at prices ranging from $17.88 USD to $18.09 USD; the price reported above reflects the weighted average sale price.
F3 Vests 120,000 share(s) on 20-May-2020, 198,000 share(s) on 02-Nov-2020, 70,500 share(s) on 20-May-2021, 70,500 share(s) on 20-May-2022, 70,500 share(s) on 20-May-2023, 70,500 share(s) on 20-May-2024