Scott Bluestein - 12 Jan 2023 Form 4 Insider Report for Hercules Capital, Inc. (HTGC)

Role
Chief Executive Officer
Signature
/s/ Eileen Bagarella, Attorney-in-fact for Scott Bluestein
Issuer symbol
HTGC
Transactions as of
12 Jan 2023
Transactions value $
-$255,367
Form type
4
Filing time
17 Jan 2023, 16:41:43 UTC
Previous filing
13 Jan 2023
Next filing
08 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTGC Common Stock Tax liability -$113K -8.26K -0.66% $13.69 1.25M 12 Jan 2023 Direct F1
transaction HTGC Common Stock Tax liability -$142K -10.4K -0.83% $13.65 1.24M 13 Jan 2023 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on January 12, 2023.
F2 Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on January 13, 2023.