Christian Follmann - 12 Jan 2023 Form 4 Insider Report for Hercules Capital, Inc. (HTGC)

Role
Chief Operating Officer
Signature
/s /Eileen Bagarella, Attorney-in-Fact for Christian Follmann
Issuer symbol
HTGC
Transactions as of
12 Jan 2023
Net transactions value
-$13,438
Form type
4
Filing time
17 Jan 2023, 16:42:00 UTC
Previous filing
13 Jan 2023
Next filing
08 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTGC Common Stock Tax liability $6,708 -490 -0.67% $13.69 73,022 12 Jan 2023 Direct F1
transaction HTGC Common Stock Tax liability $6,729 -493 -0.68% $13.65 72,529 13 Jan 2023 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on January 12, 2023.
F2 Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on January 13, 2023.