A. Fehring - 30 Jan 2023 Form 3 Insider Report for INTERNATIONAL BUSINESS MACHINES CORP (IBM)

Role
VP, Controller
Signature
D. Glowienka on behalf of N. A. Fehring
Issuer symbol
IBM
Transactions as of
30 Jan 2023
Transactions value $
$0
Form type
3
Date filed
01 Feb 2023, 15:16
Previous filing
14 Oct 2021
Next filing
03 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding IBM Common Stock 4.06K 30 Jan 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding IBM Emp. Stock Option (right to buy) 30 Jan 2023 Common Stock 7.36K $124.51 Direct F1
holding IBM Rst. Stock Unit 30 Jan 2023 Common Stock 2.85K $0.00 Direct F2
holding IBM Rst. Stock Unit 30 Jan 2023 Common Stock 386 $0.00 Direct F3
holding IBM Rst. Stock Unit 30 Jan 2023 Common Stock 1.05K $0.00 Direct F4
holding IBM Rst. Stock Unit 30 Jan 2023 Common Stock 1.55K $0.00 Direct F5
holding IBM Rst. Stock Unit 30 Jan 2023 Common Stock 5.48K $0.00 Direct F6
holding IBM Rst. Stock Unit 30 Jan 2023 Common Stock 1.58K $0.00 Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These derivative securities vest in four equal annual installments, the first vesting being on the date exercisable shown. All expire on the expiration date shown above.
F2 Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,848 of these units on June 3, 2023.
F3 Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 386 of these units on June 7, 2023.
F4 Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 524 of these units on June 8, 2023 and for 527 of these units on June 8, 2024.
F5 Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 514 of these units on June 8, 2023, for 514 of these units on June 8, 2024, and for 517 of these units on June 8, 2025.
F6 Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,742 of these units on September 1, 2024, and for 2,742 of these units on September 1, 2025.
F7 Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 394 of these units on February 21, 2023, for 394 of these units on February 21, 2024, for 394 of these units on February 21, 2025, and for 396 of these units on February 21, 2026.