Thomas A. Ellman - 02 Feb 2023 Form 4 Insider Report for GATX CORP (GATX)

Role
EVP & CFO
Signature
Lisa M. Ibarra, by Power of Attorney on behalf of Thomas A. Ellman
Issuer symbol
GATX
Transactions as of
02 Feb 2023
Transactions value $
-$1,035,733
Form type
4
Filing time
06 Feb 2023, 09:19:35 UTC
Previous filing
31 Jan 2023
Next filing
26 Jan 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GATX Common Stock Options Exercise $1.16M +18.9K +53.45% $61.18 54.3K 02 Feb 2023 Direct
transaction GATX Common Stock Sale -$1.62M -14K -25.87% $115.72 40.2K 02 Feb 2023 Direct F1
transaction GATX Common Stock Sale -$391K -3.36K -8.35% $116.43 36.9K 02 Feb 2023 Direct F2
transaction GATX Common Stock Sale -$177K -1.51K -4.08% $117.30 35.4K 02 Feb 2023 Direct F3
holding GATX Common Stock 401(k) 9.86K 02 Feb 2023 401(k) F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GATX 2017 NQ Stock Option (Right to Buy) Options Exercise $0 -18.9K -100% $0.00* 0 02 Feb 2023 Common Stock 18.9K $61.18 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the weighted average sale price. The highest price at which shares were sold was $116.0900 and the lowest price at which shares were sold was $115.1100.
F2 Represents the weighted average sale price. The highest price at which shares were sold was $116.8200 and the lowest price at which shares were sold was $116.1100.
F3 Represents the weighted average sale price. The highest price at which shares were sold was $117.6000 and the lowest price at which shares were sold was $117.1100.
F4 GATX Corporation's 401(k) plan is a unitized stock fund made up of company stock plus short term investments. Because the fund includes more than company stock, participants hold units of the fund rather than company shares of stock. The number of units held by a participant may vary depending on the performance of the company stock, the overall stock market, and the amount of short term investments in the fund. Such a variance has caused the value of the units in the reporting person's 401(k) fund to be reduced without any actual disposition of shares.