DAVID D. DALLAS - 14 Mar 2023 Form 4 Insider Report for UNITY BANCORP INC /NJ/ (UNTY)

Role
Director, Chairman of the Board, 10%+ Owner
Signature
David D. Dallas, POA Jason Murray, Accounting Operations Supervisor/AVP
Issuer symbol
UNTY
Transactions as of
14 Mar 2023
Transactions value $
$245,200
Form type
4
Filing time
14 Mar 2023, 16:31:56 UTC
Previous filing
05 Jan 2023
Next filing
28 Apr 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UNTY Common Stock Purchase $245K +10K +41.38% $24.52 34.2K 14 Mar 2023 Direct F1
holding UNTY Common Stock 1.75M 14 Mar 2023 Dallas Financial Holdings, LLC F2
holding UNTY Restricted Stock 5.18K 14 Mar 2023 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding UNTY Stock Options (Right to buy) 17.3K 14 Mar 2023 Common Stock Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 24,169 shares are held in an account at Shareworks, 10,000 shares are held in a seperate brokerage account.
F2 186,320 shares are held in an account at Computershare, 1,560,310 shares are held in a brokerage account.
F3 4,475 shares are held in an account at Computershare, which have upcoming vesting dates. 705 shares are dividend reinvested shares for a total of 5,180 shares.
F4 17,333 stock options were granted under various dates and vesting periods of which 16,000 are currently exercisable.

Remarks:

Total Beneficial Ownership: 1,801,979