DAVID J. MATLIN - 04 May 2023 Form 4 Insider Report for Clene Inc. (CLNN)

Role
Director
Signature
/s/ Jerry Miraglia POA
Issuer symbol
CLNN
Transactions as of
04 May 2023
Transactions value $
$0
Form type
4
Filing time
05 May 2023, 16:36:21 UTC
Previous filing
03 Feb 2023
Next filing
20 Jun 2023
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CLNN Stock Options (Right to buy) Award $0 +27,628 $0.000000 27,628 04 May 2023 Common Stock 27,628 $0.9200 Direct F1
transaction CLNN Stock Options (Right to buy) Award $0 +30,000 $0.000000 30,000 04 May 2023 Common Stock 30,000 $0.9200 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This option was granted on May 4, 2023 as an option for 27,628 shares of Common Stock under the Clene Inc. 2020 Stock Plan at an exercise price of $0.92 per share. The options vest immediately upon grant.
F2 This option was granted on May 4, 2023 as an option for 30,000 shares of Common Stock under the Clene Inc. 2020 Stock Plan at an exercise price of $0.92 per share. The options vest in 12 equal installments of Common Stock on the 4th day of each calendar month, beginning June 4, 2023, until such shares are fully vested.