Nikki Krishnamurthy - 16 Jun 2023 Form 4 Insider Report for Uber Technologies, Inc (UBER)

Role
SVP and Chief People Officer
Signature
/s/ Carolyn Mo by Power of Attorney for Nikki Krishnamurthy
Issuer symbol
UBER
Transactions as of
16 Jun 2023
Transactions value $
-$141,135
Form type
4
Filing time
21 Jun 2023, 21:40:29 UTC
Previous filing
18 May 2023
Next filing
18 Jul 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UBER Common Stock Options Exercise +2,001 +0.9% 225,254 16 Jun 2023 Direct F1
transaction UBER Common Stock Options Exercise +2,113 +0.94% 227,367 16 Jun 2023 Direct F1
transaction UBER Common Stock Options Exercise +2,305 +1.01% 229,672 16 Jun 2023 Direct F1
transaction UBER Common Stock Options Exercise +1,805 +0.79% 231,477 16 Jun 2023 Direct F1
transaction UBER Common Stock Tax liability -$34,293 -788 -0.34% $43.52 230,689 16 Jun 2023 Direct F2
transaction UBER Common Stock Tax liability -$36,208 -832 -0.36% $43.52 229,857 16 Jun 2023 Direct F2
transaction UBER Common Stock Tax liability -$39,516 -908 -0.4% $43.52 228,949 16 Jun 2023 Direct F2
transaction UBER Common Stock Tax liability -$31,116 -715 -0.31% $43.52 229,285 16 Jun 2023 Direct F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UBER Restricted Stock Units Options Exercise $0 -2,001 -2.17% $0 90,038 16 Jun 2023 Common Stock 2,001 Direct F1, F4
transaction UBER Restricted Stock Units Options Exercise $0 -2,113 -2.94% $0 69,713 16 Jun 2023 Common Stock 2,113 Direct F1, F5
transaction UBER Restricted Stock Units Options Exercise $0 -2,305 -4.55% $0 48,395 16 Jun 2023 Common Stock 2,305 Direct F1, F6
transaction UBER Restricted Stock Units Options Exercise $0 -1,805 -10% $0 16,251 16 Jun 2023 Common Stock 1,805 Direct F1, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis.
F2 Shares withheld to satisfy tax liability upon vesting of restricted stock units on June 16, 2023.
F3 Includes 1,051 shares acquired under Uber's stock purchase plan on May 19, 2023.
F4 The reporting person was granted 96,041 restricted stock units (RSUs) on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F5 The reporting person was granted 101,401 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F6 The reporting person was granted 110,618 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F7 The reporting person was granted 86,670 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.