Christian Follmann - 11 Jul 2023 Form 4 Insider Report for Hercules Capital, Inc. (HTGC)

Role
Chief Operating Officer
Signature
/s /Eileen Bagarella, Attorney-in-Fact for Christian Follmann
Issuer symbol
HTGC
Transactions as of
11 Jul 2023
Transactions value $
-$12,935
Form type
4
Filing time
13 Jul 2023, 20:53:45
Previous filing
25 May 2023
Next filing
28 Aug 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTGC Common Stock Tax liability -$6.41K -412 -0.57% $15.55 71.8K 11 Jul 2023 Direct F1
transaction HTGC Common Stock Tax liability -$6.53K -415 -0.58% $15.73 71.4K 12 Jul 2023 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on July 11, 2023.
F2 Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on July 12, 2023.