Prashanth Mahendra-Rajah - Nov 8, 2023 Form 3 Insider Report for Uber Technologies, Inc (UBER)

Role
CFO
Signature
/s/ Carolyn Mo by Power of Attorney for Prashanth Mahendra-Rajah
Stock symbol
UBER
Transactions as of
Nov 8, 2023
Transactions value $
$0
Form type
3
Date filed
11/20/2023, 08:13 PM
Previous filing
Oct 27, 2023
Next filing
Feb 21, 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding UBER Common Stock 13 Nov 8, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding UBER Restricted Stock Units Nov 8, 2023 Common Stock 136K Direct F1
holding UBER Stock Options (Right to buy) Nov 8, 2023 Common Stock 204K $43.83 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person was granted 136,239 restricted stock units (RSUs) on November 1, 2023 pursuant to Uber's 2019 Equity Incentive Plan. The vesting schedule is as follows: 3/48 of the total RSUs vest on February 16, 2024 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F2 The reporting person was granted a stock option on November 1, 2023 pursuant to Uber's 2019 Equity Incentive Plan. The option becomes exercisable as to 1/4 of the shares on November 16, 2024, and becomes exercisable as to 1/4 of the shares on each anniversary thereafter.