Scott Bluestein - 07 Dec 2023 Form 4 Insider Report for Hercules Capital, Inc. (HTGC)

Role
Chief Executive Officer
Signature
/s /Eileen Bagarella, Attorney-in-Fact for Bluestein Scott
Issuer symbol
HTGC
Transactions as of
07 Dec 2023
Transactions value $
$0
Form type
4
Filing time
11 Dec 2023, 17:30:07 UTC
Previous filing
16 Oct 2023
Next filing
10 Jan 2024
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HTGC Restricted Stock Units Award $0 +39,164 +52.2% $0.000000 114,147 07 Dec 2023 Common Stock 39,164 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
F2 The Reporting Person received an award of restricted stock units on December 7, 2023 which will vest 100% on December 7, 2030.