| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | IBM | Common Stock | Options Exercise | $0 | +33,328 | +11.47% | $0 | 323,970 | 11 Dec 2023 | Direct | |
| transaction | IBM | Common Stock | Tax liability | -$2,692,469 | -16,538 | -5.1% | $162.8 | 307,432 | 11 Dec 2023 | Direct | |
| transaction | IBM | Common Stock | Gift | $0 | -100,000 | -32.53% | $0 | 207,432 | 11 Dec 2023 | Direct | |
| holding | IBM | Common Stock | 100,000 | 11 Dec 2023 | Trusts | F1 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | IBM | Rst. Stock Unit | Options Exercise | $0 | -33,328 | -100% | $0* | 0 | 11 Dec 2023 | Common Stock | 33,328 | $0 | Direct | F2, F3, F4 |
| Id | Content |
|---|---|
| F1 | On December 11, 2023, the reporting person transferred 100,000 shares to trusts for the benefit of his immediate family. The reporting person remains the indirect beneficial owner of the shares held by the trusts. |
| F2 | On 12/11/18, the reporting person was granted 120,968 RSUs, 16,129 of which vested on 12/11/19, 16,129 of which vested on 12/11/20, 24,194 of which vested on 12/11/21, 32,258 of which vested on 12/11/22, and 32,258 of which vested on 12/11/23. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above. |
| F3 | These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. |
| F4 | Release of restricted stock units. |