Tony West - 06 Feb 2024 Form 4 Insider Report for Uber Technologies, Inc (UBER)

Role
Chief Legal Officer and Corporate Secretary
Signature
/s/ Carolyn Mo by Power of Attorney for Tony West
Issuer symbol
UBER
Transactions as of
06 Feb 2024
Transactions value $
$0
Form type
4
Filing time
08 Feb 2024, 20:38:41 UTC
Previous filing
18 Jan 2024
Next filing
14 Feb 2024
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UBER Stock Options (Right to buy) Award $0 +300K $0.00 300K 06 Feb 2024 Common Stock 300K $33.65 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Reporting Person was granted a stock option to purchase 300,000 shares of common stock on March 21, 2018 pursuant to the Uber Technologies, Inc. 2013 Equity Incentive Plan, subject to certain performance-based and time-based conditions. The option vested as to the time-based condition in five equal annual installments commencing on March 1, 2019 and the time-based condition was satisfied as of March 1, 2023. The option satisfied the performance-based condition on February 6, 2024 due to the achievement over a 90 consecutive day trading period of a fully-diluted equity value of $120 billion based on the average closing price of Uber's common stock during such period. The option became exercisable upon the satisfaction of the performance-based condition on February 6, 2024. The option, which has an exercise price of $33.65 per share, expires March 20, 2028. Any options that are not exercised by such expiration date will be forfeited.

Remarks:

Chief Legal Officer and Corporate Secretary