Christian Follmann - 11 Apr 2024 Form 4 Insider Report for Hercules Capital, Inc. (HTGC)

Role
Chief Operating Officer
Signature
/s /Eileen Bagarella, Attorney-in-Fact for Christian Follmann
Issuer symbol
HTGC
Transactions as of
11 Apr 2024
Net transactions value
-$23,031
Form type
4
Filing time
15 Apr 2024, 20:00:56 UTC
Previous filing
17 Jan 2024
Next filing
15 Jul 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTGC Common Stock Tax liability $23,031 -1,251 -1.3% $18.41 96,052 11 Apr 2024 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on April 11, 2024.
F2 Includes 228 shares acquired on March 6, 2024 as dividend reinvestment shares.