Jubal R. Thompson - 06 Mar 2018 Form 4 Insider Report for Comstock Holding Companies, Inc. (CHCI)

Role
General Counsel & EVP
Signature
/s/ Jubal R. Thompson
Issuer symbol
CHCI
Transactions as of
06 Mar 2018
Net transactions value
+$52,162
Form type
4
Filing time
11 Jul 2024, 16:20:27 UTC
Next filing
11 Jul 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CHCI Class A Common Stock, $0.01 par value Options Exercise $0 +16,250 +30% $0.000000 70,955 06 Mar 2018 Direct
transaction CHCI Class A Common Stock, $0.01 par value Tax liability -6,425 -9.1% 64,530 06 Mar 2018 Direct F1
transaction CHCI Class A Common Stock, $0.01 par value Options Exercise $0 +16,250 +25% $0.000000 80,780 06 Mar 2019 Direct
transaction CHCI Class A Common Stock, $0.01 par value Tax liability -4,892 -6.1% 75,888 06 Mar 2019 Direct F1
transaction CHCI Class A Common Stock, $0.01 par value Options Exercise $0 +16,250 +21% $0.000000 92,138 06 Mar 2020 Direct
transaction CHCI Class A Common Stock, $0.01 par value Tax liability -4,891 -5.3% 87,247 06 Mar 2020 Direct F1
transaction CHCI Class A Common Stock, $0.01 par value Options Exercise $0 +2,790 +3.2% $0.000000 90,037 10 Jan 2021 Direct
transaction CHCI Class A Common Stock, $0.01 par value Options Exercise $0 +5,580 +6.2% $0.000000 95,617 10 Jan 2021 Direct
transaction CHCI Class A Common Stock, $0.01 par value Tax liability -2,509 -2.6% 93,108 10 Jan 2021 Direct F1
transaction CHCI Class A Common Stock, $0.01 par value Options Exercise $52,162 +24,375 +26% $2.14 117,483 09 Feb 2021 Direct
transaction CHCI Class A Common Stock, $0.01 par value Tax liability -11,688 -9.9% 105,795 09 Feb 2021 Direct F1
transaction CHCI Class A Common Stock, $0.01 par value Options Exercise $0 +16,250 +15% $0.000000 122,045 06 Mar 2021 Direct
transaction CHCI Class A Common Stock, $0.01 par value Tax liability -4,892 -4% 117,153 06 Mar 2021 Direct F1
transaction CHCI Class A Common Stock, $0.01 par value Options Exercise $0 +2,790 +2.4% $0.000000 119,943 10 Jan 2022 Direct
transaction CHCI Class A Common Stock, $0.01 par value Options Exercise $0 +11,161 +9.3% $0.000000 131,104 10 Jan 2022 Direct
transaction CHCI Class A Common Stock, $0.01 par value Tax liability -4,200 -3.2% 126,904 10 Jan 2022 Direct F1
transaction CHCI Class A Common Stock, $0.01 par value Options Exercise $0 +1,444 +1.1% $0.000000 128,348 11 Jan 2022 Direct
transaction CHCI Class A Common Stock, $0.01 par value Tax liability -435 -0.34% 127,913 11 Jan 2022 Direct F1
transaction CHCI Class A Common Stock, $0.01 par value Options Exercise $0 +2,790 +2.2% $0.000000 130,703 10 Jan 2023 Direct
transaction CHCI Class A Common Stock, $0.01 par value Options Exercise $0 +16,741 +13% $0.000000 147,444 10 Jan 2023 Direct
transaction CHCI Class A Common Stock, $0.01 par value Tax liability -7,282 -4.9% 140,162 10 Jan 2023 Direct F1
transaction CHCI Class A Common Stock, $0.01 par value Options Exercise $0 +1,444 +1% $0.000000 141,606 11 Jan 2023 Direct
transaction CHCI Class A Common Stock, $0.01 par value Options Exercise $0 +1,255 +0.89% $0.000000 142,861 11 Jan 2023 Direct
transaction CHCI Class A Common Stock, $0.01 par value Tax liability -813 -0.57% 142,048 11 Jan 2023 Direct F1
transaction CHCI Class A Common Stock, $0.01 par value Award $0 +9,945 +7% $0.000000 151,993 15 Mar 2023 Direct F2
transaction CHCI Class A Common Stock, $0.01 par value Tax liability -3,806 -2.5% 148,187 15 Mar 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CHCI Restricted Stock Units (RSUs) Award $0 +11,160 $0.000000 11,160 02 Jan 2020 Class A Common Stock, $0.01 par value 11,160 Direct F3, F4
transaction CHCI Restricted Stock Units (RSUs) Options Exercise $0 -2,790 -25% $0.000000 8,370 10 Jan 2021 Class A Common Stock, $0.01 par value 2,790 Direct F3, F4
transaction CHCI Restricted Stock Units (RSUs) Options Exercise $0 -2,790 -33% $0.000000 5,580 10 Jan 2022 Class A Common Stock, $0.01 par value 2,790 Direct F3, F4
transaction CHCI Restricted Stock Units (RSUs) Options Exercise $0 -2,790 -50% $0.000000 2,790 10 Jan 2023 Class A Common Stock, $0.01 par value 2,790 Direct F3, F4
transaction CHCI Restricted Stock Units (RSUs) Award $0 +89,286 $0.000000 89,286 02 Jan 2020 Class A Common Stock, $0.01 par value 89,286 Direct F3, F5
transaction CHCI Restricted Stock Units (RSUs) Options Exercise $0 -5,580 -6.2% $0.000000 83,706 10 Jan 2021 Class A Common Stock, $0.01 par value 5,580 Direct F3, F5
transaction CHCI Restricted Stock Units (RSUs) Options Exercise $0 -11,161 -13% $0.000000 72,745 10 Jan 2022 Class A Common Stock, $0.01 par value 11,161 Direct F3, F5
transaction CHCI Restricted Stock Units (RSUs) Options Exercise $0 -16,741 -23% $0.000000 56,004 10 Jan 2023 Class A Common Stock, $0.01 par value 16,741 Direct F3, F5
transaction CHCI Restricted Stock Units (RSUs) Award $0 +5,775 $0.000000 5,775 11 Jan 2021 Class A Common Stock, $0.01 par value 5,775 Direct F3, F4
transaction CHCI Restricted Stock Units (RSUs) Options Exercise $0 -1,444 -25% $0.000000 4,331 11 Jan 2022 Class A Common Stock, $0.01 par value 1,444 Direct F3, F4
transaction CHCI Restricted Stock Units (RSUs) Options Exercise $0 -1,444 -33% $0.000000 2,887 11 Jan 2023 Class A Common Stock, $0.01 par value 1,444 Direct F3, F4
transaction CHCI Stock Options (Right to buy) Options Exercise $0 -24,375 -75% $0.000000 8,125 09 Feb 2021 Class A Common Stock, $0.01 par value 24,375 $2.14 Direct
transaction CHCI Restricted Stock Units (RSUs) Award $0 +5,017 $0.000000 5,017 11 Jan 2022 Class A Common Stock, $0.01 par value 5,017 Direct F3, F4
transaction CHCI Restricted Stock Units (RSUs) Options Exercise $0 -1,255 -25% $0.000000 3,762 11 Jan 2023 Class A Common Stock, $0.01 par value 1,255 Direct F3, F4
transaction CHCI Restricted Stock Units (RSUs) Award $0 +5,590 $0.000000 5,590 11 Jan 2023 Class A Common Stock, $0.01 par value 5,590 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Jubal R. Thompson is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Shares withheld at fair market value on vesting date
F2 Reflects vesting of performance-based restricted stock units
F3 Each restricted stock unit represents a contingent right to receive one share of CHCI Class A common stock
F4 Time-based restricted stock units that vest and convert into common stock evenly over a four-year period in annual installments that occur on each subsequent anniversary of the grant date
F5 Time-based restricted stock units vest and convert into common stock over a seven-year period according to the following schedule: 6.25% on January 10, 2021, 12.5% on January 10, 2022, 18.75% on January 10, 2023, 25% on January 10, 2024, 18.75% on January 10, 2025, 12.5% on January 10, 2026, and 6.25% on January 10, 2027