Timothy J. Steffan - 10 Jan 2024 Form 4 Insider Report for Comstock Holding Companies, Inc. (CHCI)

Role
Chief Operating Officer
Signature
/s/ Timothy J. Steffan
Issuer symbol
CHCI
Transactions as of
10 Jan 2024
Net transactions value
-$46,638
Form type
4
Filing time
11 Jul 2024, 16:22:18 UTC
Previous filing
11 Jul 2024
Next filing
14 Jan 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CHCI Class A Common Stock, $0.01 par value Options Exercise $0 +2,790 +3.5% $0.000000 83,362 10 Jan 2024 Direct
transaction CHCI Class A Common Stock, $0.01 par value Options Exercise $0 +22,322 +27% $0.000000 105,684 10 Jan 2024 Direct
transaction CHCI Class A Common Stock, $0.01 par value Tax liability -10,824 -10% 94,860 10 Jan 2024 Direct F1
transaction CHCI Class A Common Stock, $0.01 par value Options Exercise $0 +1,444 +1.5% $0.000000 96,304 11 Jan 2024 Direct
transaction CHCI Class A Common Stock, $0.01 par value Options Exercise $0 +1,254 +1.3% $0.000000 97,558 10 Jan 2024 Direct
transaction CHCI Class A Common Stock, $0.01 par value Options Exercise $0 +1,398 +1.4% $0.000000 98,956 11 Jan 2024 Direct
transaction CHCI Class A Common Stock, $0.01 par value Tax liability -1,767 -1.8% 97,189 11 Jan 2024 Direct F1
transaction CHCI Class A Common Stock, $0.01 par value Award $0 +6,930 +7.1% $0.000000 104,119 13 Mar 2024 Direct F2
transaction CHCI Class A Common Stock, $0.01 par value Tax liability -2,987 -2.9% 101,132 13 Mar 2024 Direct F1
transaction CHCI Class A Common Stock, $0.01 par value Sale $46,638 -5,911 -5.8% $7.89 95,221 17 May 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CHCI Restricted Stock Units (RSUs) Options Exercise $0 -2,790 -100% $0.000000* 0 10 Jan 2024 Class A Common Stock, $0.01 par value 2,790 Direct F3, F4
transaction CHCI Restricted Stock Units (RSUs) Options Exercise $0 -22,322 -40% $0.000000 33,482 10 Jan 2024 Class A Common Stock, $0.01 par value 22,322 Direct F3, F5
transaction CHCI Restricted Stock Units (RSUs) Options Exercise $0 -1,444 -50% $0.000000 1,443 11 Jan 2024 Class A Common Stock, $0.01 par value 1,444 Direct F3, F4
transaction CHCI Restricted Stock Units (RSUs) Options Exercise $0 -1,254 -33% $0.000000 2,508 11 Jan 2024 Class A Common Stock, $0.01 par value 1,254 Direct F3, F4
transaction CHCI Restricted Stock Units (RSUs) Options Exercise $0 -1,398 -25% $0.000000 4,192 11 Jan 2024 Class A Common Stock, $0.01 par value 1,398 Direct F3, F4
transaction CHCI Restricted Stock Units (RSUs) Award $0 +8,926 $0.000000 8,296 11 Jan 2024 Class A Common Stock, $0.01 par value 8,926 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares withheld at fair market value on vesting date
F2 Reflects vesting of performance-based restricted stock units
F3 Each restricted stock unit represents a contingent right to receive one share of CHCI Class A common stock
F4 Time-based restricted stock units that vest and convert into common stock evenly over a four-year period in annual installments that occur on each subsequent anniversary of the grant date
F5 Time-based restricted stock units vest and convert into common stock over a seven-year period according to the following schedule: 6.25% on January 10, 2021, 12.5% on January 10, 2022, 18.75% on January 10, 2023, 25% on January 10, 2024, 18.75% on January 10, 2025, 12.5% on January 10, 2026, and 6.25% on January 10, 2027