James S. Cox - 15 Jul 2024 Form 4 Insider Report for Clearwater Analytics Holdings, Inc. (CWAN)

Role
Chief Financial Officer
Signature
/s/ Alphonse Valbrune, as Attorney-in-Fact, for Jim Cox
Issuer symbol
CWAN
Transactions as of
15 Jul 2024
Transactions value $
$-335,384
Form type
4
Filing time
16 Jul 2024, 18:55:29 UTC
Previous filing
01 Jul 2024
Next filing
02 Aug 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CWAN Class A Common Stock Options Exercise $71,786 +16,315 +6.87% $4.40 253,818 15 Jul 2024 Direct
transaction CWAN Class A Common Stock Tax liability $-191,854 -10,140 -3.99% $18.92 243,678 15 Jul 2024 Direct
transaction CWAN Class A Common Stock Sale $-116,834 -6,175 -2.53% $18.92 237,503 15 Jul 2024 Direct F1, F2
transaction CWAN Class A Common Stock Options Exercise $1,166 +265 +0.11% $4.40 237,768 15 Jul 2024 Direct
transaction CWAN Class A Common Stock Tax liability $-3,122 -165 -0.07% $18.92 237,603 15 Jul 2024 Direct
transaction CWAN Class A Common Stock Sale $-1,892 -100 -0.04% $18.92 237,503 15 Jul 2024 Direct F1, F2
transaction CWAN Class A Common Stock Sale $-94,634 -5,000 -2.11% $18.93 232,503 15 Jul 2024 Direct F1, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CWAN Stock Option (Right to Buy) Options Exercise $0 -16,315 -7.09% $0.000000 213,771 15 Jul 2024 Class A Common Stock 16,315 $4.40 Direct F4
transaction CWAN Stock Option (Right to Buy) Options Exercise $0 -265 -0.12% $0.000000 213,506 15 Jul 2024 Class A Common Stock 265 $4.40 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 11, 2024.
F2 This transaction was executed in multiple trades at prices ranging from $18.77 USD to $19.03 USD; the price reported above reflects the weighted average sale price.
F3 This transaction was executed in multiple trades at prices ranging from $18.79 USD to $19.00 USD; the price reported above reflects the weighted average sale price.
F4 Vests 120,000 share(s) on 20-May-2020, 198,000 share(s) on 02-Nov-2020, 70,500 share(s) on 20-May-2021, 70,500 share(s) on 20-May-2022, 70,500 share(s) on 20-May-2023, 70,500 share(s) on 20-May-2024